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October 05, 2009

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Coby Royer


There are lots of great viewpoints expressed in Bob's blog and comments. But I'd like to raise a perspective on privacy that is not fully addressed.

I'll start with an analogy. Fortunately my daughter is not yet old enough to drive but I’m sure this story is reality for many of us. You loan your car to your kid. You set an expectation—either explicitly (“you may go to the mall with your friend but only you can drive and you may not go anywhere else”) or implicitly (previously communication or rules and/or precedent about who can drive the vehicle). The expectation is a shared understanding of what may be done with the vehicle. You take on a calculated risk based on the nature of the act, your ability to “know” that the expectation is fulfilled (visibility), and to incent the fulfillment of that expectation. (The incentive can be a carrot or a stick—and can arise from friends, family, or institutions in our society, e.g., law enforcement.) In short, I let the kid have the car and cross my fingers she is not letting her friend drive or going somewhere other than the mall. Visibility is tough, although GPS and other technologies are helping these days. In a hypothetical world of complete trust, I can simply ask my daughter if she followed the expectation.

So why am I talking about loaning a car in a blog about Privacy? The answer is simple—privacy is a special case of trusting others with assets. In the world of privacy, the asset is information. Instead of loaning her a car I am telling my doctor about a medical condition. I take a calculated risk. (Will she tell others or post my name and condition on a web page?). I believe we have a common expectation. (Thank you HIPAA for ensuring I receive a Privacy Statement.) And I know there are incentives to uphold the Privacy Statement. (HIPAA does have teeth, right? Well, maybe: In a recent survey by Ponemon Institute, 80 percent of responding health care organizations had experienced at least one incident of lost or stolen electronic health information in the past year.)

Now, in the automobile analogy I set an expectation about the transference of the asset. “You may not let any one else drive.” I didn’t say “you can only loan the car to someone you trust.” In the case of my HIPAA Privacy Policy, there is a provision for transference—my medical information will be provided to my health insurance provider. But not my employer. OK.

In short, my view is that this is all about setting and meeting expectations. This is as old as human discourse and is not based on technology. But technology changes things—it both helps and hurts. And it could help a lot more than it is presently doing. I haven’t said much about visibility so far. Visibility is tricky: it’s nearly impossible to know if my daughter lets her friend drive and where she takes the car. (Well, until I get the photo radar speeding citation with friend Suzie driving nowhere near the mall.) But visibility could be easy with information assets—metadata can be included to identify the source of an asset (and even the chain of transference if it has been passed along). And privacy policies abound, so maybe we have enforceability to incent stewards of private information to abide by our expectations. Maybe.

So to me, privacy is not black and white. I might trust low-risk information to others even when there is little visibility or privacy incentives. I might set an expectations that transitive trust is OK—I not only trust my doctor with my medical history, I trust her to pass it along to others that are trusted and fall within the same parameters of our shared expectation. In some cases I know litigation is a real incentive. In other cases, societal pressures may suffice (when I expect a social behavior and not an anti-social behavior as called out in this blog). And in many cases, the expectation is not fully articulated or precise—I expect the recipient of “private information will be used to benefit me and not harm me.”

One thing that is fascinating about today’s connected world is the ease of disseminating information. One post to a web site can get millions of viewers. And information is freely replicated, unlike physical assets. So we need to be extremely careful with our private information. And digital information can stick around a long, long, time. And it is readily searched. So in these ways the technology hurts privacy.

The first time someone sent me a “gift from Pennsylvania” on Facebook, I declined because of the warning that the Gift application can access all of my personal information. And there is no transitive expectation of what that application will do with it. There was no privacy expectation period. Even if there was, I don’t feel I have visibility. (At least with the doctor’s office I can ask who my medical history was shared with.) And as far as incentives and enforceability are concerned, I don’t feel very protected on today’s social networking sites. But in the end, I have accepted (and sent) these kinds of gifts—based on one fact: my activities on Facebook are really pretty pedestrian. But I have yet to rush home from the doctor after being diagnosed with an embarrassing condition to post it on my Facebook wall. Check out Ian Glazer’s blog about the Facebook issue and PPIA at http://identityblog.burtongroup.com/bgidps/2009/07/personal-privacy-impact-assessments-for-facebook.html.

So as we further our privacy interests as a collective community of advocates, let’s continue to ask about expectations, how they are asserted, communicated, and agreed, how privacy infractions can be made visible, and the economic, legal, social, and moral incentives we can cultivate. Regardless of what you feel should or should not be “private”, we all have a right to set expectations that we trust will be met. And as technologists, we have the capability to improve the state of privacy in the face of technological advances that might otherwise undermine it. Privacy is not an Illusion. It is a challenge.

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